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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

RICHARD NEREAUX BURTT

Advisor at CETERA INVESTMENT ADVISERS LLC

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:d48e2437-ee06-c9db-a51f-0add8c38b66a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 16, 2005
First registration: Sep 1, 2005
Dual registered: yes, broker-dealer
Other names: RICHIE NEREAUX BURTT
IAPD individual key: 4762489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	BATON ROUGE, LA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 2, 2017	Sep 23, 2022	no	BATON ROUGE, LA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Mar 6, 2017	no	ZACHARY, LA\|BAKER, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 6, 2007	Oct 1, 2012	no	BATON ROUGE, LA\|BATON ROUGE, LA\|ZACHARY, LA\|BATON ROUGE, LA\|ZACHARY, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BAKER, LA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 1, 2005	Aug 15, 2006	no	BATON ROUGE, LA\|BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Sep 23, 2022	Jun 29, 2023	279	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Mar 6, 2017	Mar 2, 2017	-4	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
LPL FINANCIAL LLC	CHASE INVESTMENT SERVICES CORP.	Aug 15, 2006	Dec 6, 2007	478	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 2, 2017 to Sep 23, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Mar 6, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 6, 2007 to Oct 1, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 1, 2005 to Aug 15, 2006factForm ADV

Dated events

Occurred
Sep 23, 2022
Advisor changed firm
Richard Nereaux Burtt left Wells Fargo Advisors for Cetera Investment Advisers Llc (registered 2023-06-29)
Form ADVobserved 5 days ago