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Advisor at SOUDERS FINANCIAL ADVISORS, LLC
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUDERS FINANCIAL ADVISORS, LLC | Independent wealth | Jun 19, 2018 | n/a | yes | CINCINNATI, OH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 8, 2013 | Jun 11, 2013 | no | CHEVIOT, OH|CINCINNATI, OH|SAN DIEGO, CA|CINCINNATI, OH | Previous registration |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Dec 2, 2008 | Jun 11, 2018 | no | CINCINNATI, OH | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jun 17, 2003 | Dec 31, 2010 | no | CINCINNATI, OH|CHEVIOT, OH | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Jan 16, 2002 | Jun 20, 2003 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | LPL FINANCIAL LLC | Jun 11, 2018 | Jan 8, 2013 | -1,980 | Firm change after gap | Other |
| LPL FINANCIAL LLC | SOUDERS FINANCIAL ADVISORS, LLC | Jun 11, 2013 | Jun 19, 2018 | 1,834 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Dec 31, 2010 | Dec 2, 2008 | -759 | Firm change after gap | Other |
| WALNUT STREET ADVISERS INC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jun 20, 2003 | Jun 17, 2003 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146236:6413:OH:2018-06-11 | Jun 11, 2018 | Jan 8, 2013 | CINCINNATI, OH | Firm change after gap |