DFX Intelligence

D••••••• P••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••••••• P••••• M•••••••••

Advisor at C••••••••• I••••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:d4920083-8484-0d8c-1b34-afc512e063a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Aug 1, 2025	n/a	yes	San Marcos, CA\|San Diego, CA\|San Diego, CA\|San Diego, CA\|TAMPA, FL	Current employment
K•••••••• W••••• M••••••••• L••	Independent wealth	Apr 20, 2017	Sep 2, 2025	no	GRANTS PASS, OR\|San Marcos, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• W••••• M••••••••• L••	C••••••••• I••••••••• A•••••••• L••	Sep 2, 2025	Aug 1, 2025	-32	Firm change after gap	RIA to RIA
E••••• J••••	K•••••••• W••••• M••••••••• L••	Apr 21, 2017	Apr 20, 2017

Relationships

Registered with (3)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ K•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2017 to Sep 2, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 23, 2007 to Apr 21, 2017factForm ADV

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4920083-8484-0d8c-1b34-afc512e063a2
First observed: Mar 23, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.