This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 21, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S66|S63

First exam

Aug 21, 1995

First registration

Jun 29, 2020

Dual registered

yes, broker-dealer

Other names

TERRI F RUMANS|TERRI RAYE FOGARTY

IAPD individual key

2574833

• Occurred

  Jun 17, 2025
  Advisor changed firm

  Terri Fogarty Rumans left Wilmington Trust Investment Advisors, Inc. for Lpl Financial Llc (registered 2026-04-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d49260c5-ac1f-2e4d-99d5-878722df0f92

First observed

Jun 29, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.