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CRD 270011
PRINCETON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLAIN, MATTHEW, JAMES | Member | E | yes | 02/2012 | Jul 6, 2015 | Aug 4, 2015 |
| LEO GROUP PARTNERS INVESTMENT FUND LLC | Member | C | yes | 12/2014 | Jul 6, 2015 | Aug 4, 2015 |
| OLDEN LANE LLC | SOLE MEMBER | E | yes | 11/2014 | Jul 6, 2015 | Aug 4, 2015 |
| OSES SAVOIR LLC | Member | D | yes | 12/2014 | Jul 6, 2015 | Aug 4, 2015 |
| SERIEYSSOL, MICHEL, SPENCER | Member | E | yes | 09/2014 | Jul 6, 2015 | Aug 4, 2015 |
| SERIEYSSOL, MICHEL, SPENCER | CHIEF EXECUTIVE OFFICER | Na | yes | 11/2014 | Jul 6, 2015 | Aug 4, 2015 |
| THE LEO GROUP, LLC | Member | E | yes | 08/2013 | Jul 6, 2015 | Aug 4, 2015 |
| MARQUARDT, PETER, FRAME | CHIEF COMPLIANCE OFFICER | Na | no | 02/2015 | Jul 6, 2015 | Aug 4, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| THE LEO GROUP, LLC | n/a | Asset manager | $151M | Y | no | n/a |
| OLDEN LANE SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |