This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$5.8MItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$5.8M

Private client RAUM

$5.8MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$5.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

56

Individual clients

45

SEC number

801-38553

CRD

106317

Filings on the tape

17

First filed

Mar 28, 2012

Latest filed

Sep 11, 2026

Organised

Limited Liability Company, DE

Website

sauberanandcompany.com

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d4a7eaf1-0ee6-716e-3ec2-61eb1bc5bfb5

First observed

Mar 28, 2012

Last observed

Sep 11, 2026 8 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.