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Advisor at WOODWARD INVESTMENT MANAGEMENT, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WOODWARD INVESTMENT MANAGEMENT, LLC | State registered | Sep 30, 2021 | n/a | yes | HOUSTON, TX | Current employment |
| AVALON INVESTMENT & ADVISORY | Former SEC adviser | Oct 11, 2013 | Jan 6, 2022 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVALON INVESTMENT & ADVISORY | WOODWARD INVESTMENT MANAGEMENT, LLC | Jan 6, 2022 | Sep 30, 2021 | -98 | Firm change after gap | RIA to state RIA |