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Reading the graph
Advisor at MORGAN STANLEY
Williamsville, NY | Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 28, 2020 | n/a | yes | Williamsville, NY|Sarasota, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 26, 2008 | Sep 8, 2020 | no | WILLIAMSVILLE, NY|BUFFALO, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Dec 1, 2008 | no | WILLIAMSVILLE, NY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 24, 2006 | Apr 2, 2007 | no | WILLIAMSVLLE, NY|WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 8, 2020 | Aug 28, 2020 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Dec 1, 2008 | Nov 26, 2008 | -5 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NY:2020-09-08 | Sep 8, 2020 | Aug 28, 2020 | BUFFALO, NY | Firm change |