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M•••••• R•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

M•••••• R•••• C••••

Advisor at A•••••••• I••••••••• M•••••••••

CHESTERFIELD, MO

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Search this name across graphsid dfx:ria:d4b16b8b-275b-8c5f-da2a-190af29582e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 18, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• I••••••••• M•••••••••	Independent wealth	May 2, 2019	n/a	yes	CHESTERFIELD, MO	Current employment
C•••• H••••• F•••••••• P••••••• A•• I••••••••• M•••••••••	n/a	Oct 12, 2010	May 1, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• H••••• F•••••••• P••••••• A•• I••••••••• M•••••••••	A•••••••• I••••••••• M•••••••••	May 1, 2019	May 2, 2019	1	Firm change	Other
C•••••• S••••• • C••• I•••	C•••• H••••• F•••••••• P••••••• A•• I••••••••• M•••••••••	Aug 26, 2008

Relationships

Registered with (3)

→ A•••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
May 2, 2019 to presentfactForm ADV
→ C•••• H••••• F•••••••• P••••••• A•• I••••••••• M•••••••••Registered adviserregistration: previous registration
Oct 12, 2010 to May 1, 2019factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 18, 1998 to Aug 26, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4b16b8b-275b-8c5f-da2a-190af29582e3
First observed: May 18, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.