DFX Intelligence

T••••• C•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T••••• C•••••• C•••

Advisor at A••••• W•••••

WEST HARTFORD, CT | Bellevue, WA

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Search this name across graphsid dfx:ria:d4b580db-c6dc-86e4-f1f6-d8cc7f54660a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W•••••	Independent wealth	Jan 5, 2021	n/a	yes	WEST HARTFORD, CT\|Bellevue, WA	Current employment
V••••••• L••	Former SEC adviser	Oct 14, 2015	Dec 31, 2020	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• L••	A••••• W•••••	Dec 31, 2020	Jan 5, 2021	5	Firm change	RIA to RIA
M•••••••• L••	V••••••• L••	Mar 5, 2010	Nov 6, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
151858:171106:WA:2020-12-31	Dec 31, 2020	Jan 5, 2021	BELLEVUE, WA	Firm change

Relationships

Registered with (3)

→ A••••• W•••••Registered adviserregistration: current employment
Jan 5, 2021 to presentfactForm ADV
→ V••••••• L••Registered adviserregistration: previous registration
Oct 14, 2015 to Dec 31, 2020factForm ADV
→ M•••••••• L••Registered adviserregistration: previous registration
Jan 18, 2006 to Mar 5, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4b580db-c6dc-86e4-f1f6-d8cc7f54660a
First observed: Jan 18, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.