DFX Intelligence

M••••••• M••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

M••••••• M••• C•••••

Advisor at C••••••••• W•••••• L••

LOS ANGELES, CA | Clarksville, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Mar 5, 2024	n/a	yes	Clarksville, MD\|LOS ANGELES, CA	Current employment
C••••• F•••••••• G••••• L••	Former SEC adviser	May 26, 2010	Mar 11, 2024	no	CLARKSVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• F•••••••• G••••• L••	C••••••••• W•••••• L••	Mar 11, 2024	Mar 5, 2024	-6	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Mar 5, 2024 to presentfactForm ADV
→ C••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 26, 2010 to Mar 11, 2024factForm ADV

Dated events

Order

Occurred
11 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 26, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.