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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD 322954

MARSHFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4c8631c-4174-eb6f-d582-324b4d58b64f

Data as of Aug 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2022 to Aug 13, 2022
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2022-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-126554
CRD: 322954
Filings on the tape: 1
First filed: Aug 13, 2022
Latest filed: Aug 13, 2022
Organised: Limited Liability Company, Kentucky

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RIA VENTURES, LLC	MANAGING MEMBER	E	yes	08/2022	Aug 13, 2022	Aug 13, 2022
WINN, CHRISTOPHER, EDWARD	MANAGING MEMBER	E	yes	02/2106	Aug 13, 2022	Aug 13, 2022
WINN, CHRISTOPHER, EDWARD	CHIEF COMPLIANCE OFFICER	Na	yes	08/2022	Aug 13, 2022	Aug 13, 2022

Relationships

Controls (2)

← WINN, CHRISTOPHER, EDWARDOwnerMANAGING MEMBER, ownership code E, individual
Aug 13, 2022 to presentfactForm ADV
← RIA VENTURES, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 13, 2022 to presentfactForm ADV

Dated events

Occurred
Aug 13, 2022
First Form ADV filing
Legacy Financial Independent Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4c8631c-4174-eb6f-d582-324b4d58b64f
First observed: Aug 13, 2022
Last observed: Aug 13, 2022 50 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD 322954

MARSHFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4c8631c-4174-eb6f-d582-324b4d58b64f

Data as of Aug 13, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RIA VENTURES, LLC

MANAGING MEMBER

yes

08/2022

Aug 13, 2022

WINN, CHRISTOPHER, EDWARD

MANAGING MEMBER

yes

02/2106

Aug 13, 2022

WINN, CHRISTOPHER, EDWARD

CHIEF COMPLIANCE OFFICER

yes

08/2022

Aug 13, 2022