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P••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P••• B••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:d4ca7735-80e9-9b57-0440-b2b33d54d7a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Oct 11, 2024	n/a	yes	FORT WAYNE, IN	Current employment
K•••••• O• C••••••• A•••• A••••••• L••	Institutional manager	Aug 26, 2021	Nov 1, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• O• C••••••• A•••• A••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Nov 1, 2022	Oct 11, 2024	710	Firm change after gap	Other

Relationships

Registered with (2)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ K•••••• O• C••••••• A•••• A••••••• L••Registered adviserregistration: previous registration
Aug 26, 2021 to Nov 1, 2022factForm ADV

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
P••• B•••• left K•••••• O• C••••••• A•••• A••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4ca7735-80e9-9b57-0440-b2b33d54d7a6
First observed: Aug 26, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.