DFX Intelligence

N••••••• D•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

N••••••• D•••• R•••••••

Advisor at W•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:d4cb9dad-954b-124f-d91f-0adf8308cc2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••	Independent wealth	Mar 23, 2026	n/a	yes	Clarklake, MI\|SAN FRANCISCO, CA	Current employment
R•••• I••••••••• L••	State registered	Mar 26, 2025	n/a	yes	CLARKLAKE, MI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• • A••••••••• I••	R•••• I••••••••• L••	Mar 24, 2025	Mar 26, 2025	2	Firm change	RIA to state RIA
F••••• I•••••••••	D••••• • A••••••••• I••	May 17, 2021	Jun 21, 2021

Relationships

Registered with (4)

→ W•••••• A•••••••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ R•••• I••••••••• L••Registered adviserregistration: current employment
Mar 26, 2025 to presentfactForm ADV
→ D••••• • A••••••••• I••Registered adviserregistration: previous registration
Jun 21, 2021 to Mar 24, 2025factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Mar 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4cb9dad-954b-124f-d91f-0adf8308cc2f
First observed: Jun 18, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.