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D•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••• M•••••

Advisor at L••••• A•••• M••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:d4d11281-a104-7fa9-1fbc-817907a17a75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• A•••• M••••••••• L••	Other adviser	Dec 17, 2021	n/a	yes	NEW YORK, NY	Current employment
B•••• A•••• M•••••••••	Asset manager	Mar 10, 2020	Dec 21, 2021	no	Kansas City, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A•••• M•••••••••	L••••• A•••• M••••••••• L••	Dec 21, 2021	Dec 17, 2021	-4	Firm change	Other

Relationships

Registered with (2)

→ L••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 17, 2021 to presentfactForm ADV
→ B•••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 10, 2020 to Dec 21, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4d11281-a104-7fa9-1fbc-817907a17a75
First observed: Mar 10, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.