This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SPC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 7, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

12derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Mar 7, 2009

First registration

Jul 31, 2012

Dual registered

yes, broker-dealer

Other names

JIM N ARGENTINE

IAPD individual key

5376812

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d4d1a395-c00d-6e83-e0c0-ec62a9eebbc8

First observed

Jul 31, 2012

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.