DFX Intelligence

1• M••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

1• M••• C•••••• M••••••••• L••

CRD 321976

NEW YORK, NY

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Search this name across graphsid dfx:ria:d4db306b-3011-b34a-ecd6-dee69a3e9951

Data as of Jun 15, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2022 to Jun 15, 2022
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18.9M••• Locked
Discretionary RAUM: $18.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
1• M••• C•••••• P••••••• L•••	Hedge Fund	$14.0M	Jun 15, 2022	36	Jun 10, 2022	reported	021-304136

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N••••••• Y••••• N•	MANAGING MEMBER AND PORTFOLIO MANAGER	E	yes	05/2022	Jun 10, 2022	Jun 15, 2022
P•••••• R••••••	CHIEF COMPLIANCE OFFICER	Na	no	05/2022	Jun 10, 2022	Jun 15, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
1• M••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (1)

→ 1• M••• C•••••• P••••••• L•••Private fundHedge Fund, IA
Jun 10, 2022 to presentfactForm ADV

Controls (1)

← N••••••• Y••••• N•OwnerMANAGING MEMBER AND PORTFOLIO MANAGER, ownership code E, individual
Jun 10, 2022 to presentfactForm ADV

Owns (1)

← P•••••• R••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 10, 2022 to presentfactForm ADV

Dated events

Occurred
Jun 10, 2022
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4db306b-3011-b34a-ecd6-dee69a3e9951
First observed: Jun 10, 2022
Last observed: Jun 15, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.