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D•••• F••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)32 years in industry

D•••• F••••••• P••••••

Advisor at S••••••• F•••••••• G••••• L••

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:d4dc8350-5d5d-1e7d-f220-72e2d3eb6a9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• G••••• L••	Independent wealth	Feb 13, 2007	n/a	yes	BIRMINGHAM, AL	Current employment
M•••• M••••••••• S••••••• I••	Independent wealth	Jan 26, 2006	Apr 25, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• M••••••••• S••••••• I••	S••••••• F•••••••• G••••• L••	Apr 25, 2007	Feb 13, 2007	-71	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 13, 2007 to presentfactForm ADV
→ M•••• M••••••••• S••••••• I••Registered adviserregistration: previous registration
Jan 26, 2006 to Apr 25, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4dc8350-5d5d-1e7d-f220-72e2d3eb6a9c
First observed: Jan 26, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.