DFX Intelligence

S••••••• S•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

S••••••• S•••••• H••••

Advisor at I••••••••• C•••••• C••• I•••

PARMA, OH | Parma, OH

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Search this name across graphs

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2013 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• C•••••• C••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• C•••••• C••• I•••	Independent wealth	Sep 21, 2026	n/a	yes	PARMA, OH\|Parma, OH	Current employment
T••••••••• A•••••••• L••	Independent wealth	Jul 19, 2022	Nov 19, 2025	no	MONROVIA, CA\|Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• A•••••••• L••	I••••••••• C•••••• C••• I•••	Nov 19, 2025	Sep 21, 2026	306	Firm change	RIA to RIA
T••••••••• F•••••••• A•••••••• L••	T••••••••• A•••••••• L••	Aug 11, 2021	Jul 19, 2022

Relationships

Registered with (3)

→ I••••••••• C•••••• C••• I•••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ T••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2022 to Nov 19, 2025factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2013 to Aug 11, 2021factForm ADV

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Only bookkeeping events name this entity; they are folded below.

Show 1 bookkeeping event

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 25, 2013
Last observed: Sep 22, 2026 43 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.