DFX Intelligence

H••••• J•• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

H••••• J•• C•••••••

Advisor at S•••••• W••••• A•••••••

BATON ROUGE, LA | CHARLOTTESVILLE, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A•••••••	Independent wealth	Jan 13, 2026	n/a	yes	BATON ROUGE, LA\|CHARLOTTESVILLE, VA	Current employment
B••• Y••• F•••••••	State registered	Jul 21, 2020	Feb 22, 2025	no	Baton Rouge, LA\|THOUSAND OAKS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• Y••• F•••••••	S•••••• W••••• A•••••••	Feb 22, 2025	Jan 13, 2026	325	Firm change	Other

Relationships

Registered with (2)

→ S•••••• W••••• A•••••••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ B••• Y••• F•••••••Registered adviserregistration: previous registration
Jul 21, 2020 to Feb 22, 2025factForm ADV

Dated events

Order

Occurred
22 Feb 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 21, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.