DFX Intelligence

C••••••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••••• A••• T•••••

Advisor at H•••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d51f013a-81ca-b7e4-19e3-cbf4b4ab59b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• I•••	Independent wealth	Jun 9, 2026	n/a	yes	FLAGSTAFF, AZ\|WALNUT CREEK, CA	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jun 2, 2026	n/a	yes	FLAGSTAFF, AZ\|Walnut Creek, CA	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	G••••• W••••• M••••••••• I•••	Jun 4, 2026	Jun 2, 2026	-2	Firm change	Other

Relationships

Registered with (3)

→ H•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 9, 2024 to Jun 4, 2026factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d51f013a-81ca-b7e4-19e3-cbf4b4ab59b1
First observed: Apr 9, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.