This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VICTORY FINANCIAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Jun 3, 2004

First registration

Feb 9, 2007

Dual registered

no

Other names

Charley Dorand

IAPD individual key

2395317

• Occurred

  Sep 18, 2026
  Advisor changed firm

  Charlotte Ann Dorand left LPL Financial LLC for Victory Financial (registered 2026-09-02)

  Form ADVobserved today

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d5406410-6d20-9e21-e0e3-c44e96bdd65a

First observed

Feb 9, 2007

Last observed

Sep 19, 2026 29 h ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.