C••• C• C••••••

Advisor at L•• F•••••••• L••

GALLOWAY, NJ | LINWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2023	n/a	yes	LINWOOD, NJ\|GALLOWAY, NJ	Current employment
1••• A•••••••	Former SEC adviser	Mar 31, 2009	Feb 6, 2023	no	Linwood, NJ\|WEST CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	L•• F•••••••• L••	Feb 6, 2023	Feb 1, 2023	-5	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	1••• A•••••••	Apr 15, 2009	Mar 31, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
100:6413:PA:2023-02-06	Feb 6, 2023	Feb 1, 2023	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2009 to Feb 6, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2005 to Apr 15, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

Order

Occurred
6 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 7, 2002
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.