DFX Intelligence
Reading the graph
Reading the graph
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B••••••• & S•••••••••, INC., CRD 100
WEST CONSHOHOCKEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• • S••••••••• H••••••• | H•••••• C• O• B••••••• • S••••••••• I•• | E | yes | 01/2007 | Jan 24, 2012 | Aug 25, 2022 |
| M••••••••• A••••• M•••••• | Director | Na | yes | 03/2020 | Mar 31, 2020 | Aug 25, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•••••• 2• M••••••••• C••• | n/a | Asset manager | $316M | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Berwyn | Pa | United States | 5 | yes |
| Columbus | Oh | United States | 3 | yes |
| Pottstown | Pa | United States | 3 | yes |
| Cleveland | Oh | United States | 2 | yes |
| Linwood | Nj | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $1.2B | $928M | 24.7% | $686M | 19.1% | 76 | 82 | 9 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 23 | Feb 6, 2023 | Feb 2, 2023 | WEST CONSHOHOCKEN, PA | Firm absorbed | RIA to RIA | 92.0% |
| T••••••• S••••••• A••••••• | 2 | Jan 17, 2023 | Jan 20, 2023 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••••••• A••••••• L•• | 2 | Sep 25, 2019 | Aug 27, 2019 | COLUMBUS, OH | Team lift out | Other | 100.0% |
| C••••••••• A••••••• L•• | 3 | Aug 15, 2019 | Aug 21, 2019 |
| President |
| A |
| yes |
| 07/2018 |
| Aug 30, 2018 |
| Aug 25, 2022 |
| S••••••••• H••••• F•••••• J• | CHAIRMAN/CEO | D | yes | 01/2007 | Jan 24, 2012 | Aug 25, 2022 |
| S••••••••• H••••• F•••••• J• | Director | Na | yes | 12/2007 | Jan 24, 2012 | Aug 25, 2022 |
| S•••••••• J•••••• T••••• | Director | Na | yes | 03/2020 | Mar 31, 2020 | Aug 25, 2022 |
| W••••••• D••• R••••• | DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP | Na | yes | 06/2006 | Jan 24, 2012 | Aug 25, 2022 |
| C••••• S•••••• T••••• | CHIEF COMPLIANCE OFFICER | Na | no | 07/2022 | Jul 20, 2022 | Aug 25, 2022 |
| yes |
| Carnegie | Pa | United States | 1 | yes |
| Lancaster | Pa | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| $1.2B |
| $921M |
| 76 |
| 33 |
| 9 |
| n/a |
| n/a |
| 2020 | Mar 31, 2021 | $928M | $735M | 82 | 35 | 9 | n/a | n/a |
| 2019 | Mar 31, 2020 | $813M | $628M | 75 | 34 | 8 | n/a | n/a |
| 2018 | Mar 29, 2019 | $686M | $537M | 67 | 31 | 7 | n/a | n/a |
| 2017 | Mar 27, 2018 | $685M | $507M | 50 | 29 | 7 | n/a | n/a |
| 2016 | Mar 30, 2017 | $618M | $452M | 45 | 32 | n/a | n/a | n/a |
| 2015 | Mar 7, 2016 | $645M | $471M | 39 | 27 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $637M | $452M | 39 | 26 | n/a | n/a | n/a |
| 2013 | Mar 6, 2014 | $620M | $435M | 39 | 28 | n/a | n/a | n/a |
| 2012 | Jan 30, 2013 | $540M | $375M | 36 | 26 | n/a | n/a | n/a |
| 2011 | Jan 24, 2012 | $550M | $361M | n/a | n/a | n/a | n/a | n/a |
| WEST CONSHOHOCKEN, PA |
| Team lift out |
| RIA to ibd |
| 6.7% |
| T••••••• S••••••• A••••••• | 2 | Jan 17, 2023 | Jan 20, 2023 | COLUMBUS, OH | Team lift out | RIA to ibd | 6.7% |
| S•••••• N••••••• • C••••••• I••••••••• | 5 | May 26, 2022 | Jun 8, 2022 | WEST CONSHOHOCKEN, PA | Team lift out | RIA to ibd | 13.5% |
| P••••••••• P••••••• C•••••• M••••••••• L•• | 2 | Apr 23, 2018 | May 17, 2018 | WEST CONSHOHOCKEN, PA | Team lift out | RIA to new firm | 7.1% |
| COLUMBUS, OH |
| Firm absorbed |
| Other |
| 60.0% |