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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Fort Lauderdale, FL | Prospect, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 13, 2017 | n/a | yes | Fort Lauderdale, FL|Prospect, CT | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 5, 2005 | Nov 4, 2011 | no | PROSPECT, CT|PROSPECT, CT | Previous registration |
| POWELL'S FINANCIAL PLANNING SERVICE | n/a | Nov 21, 1985 | Sep 25, 2019 | no | PROSPECT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POWELL'S FINANCIAL PLANNING SERVICE | WOODBURY FINANCIAL SERVICES, INC. | Sep 25, 2019 | Oct 5, 2005 | -5,103 | Firm change after gap | Other |
| WOODBURY FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 4, 2011 | Sep 13, 2017 | 2,140 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125825:421:CT:2019-09-25 | Sep 25, 2019 | Oct 5, 2005 | PROSPECT, CT | Firm change after gap |