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Advisor at EQUITABLE ADVISORS, LLC
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | May 9, 2018 | n/a | yes | BOCA RATON, FL|BOCA RATON, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 10, 2014 | Apr 20, 2018 | no | BOCA RATON, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 13, 2013 | Feb 14, 2014 | no | BOCA RATON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 31, 2012 | Oct 11, 2013 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 9, 2012 | no | BOYNTON BEACH, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 29, 2010 | Oct 1, 2012 | no | BOYNTON BEACH, FL|ATLANTA, GA|LANTANA, FL|ATLANTA, GA|LANTANA, FL | Previous registration |
| EDWARD JONES | National bd RIA | Jun 22, 2009 | Jan 26, 2010 | no | ST LOUIS, MO|JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | EQUITABLE ADVISORS, LLC | Apr 20, 2018 | May 9, 2018 | 19 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Oct 11, 2013 | Nov 13, 2013 | 33 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Oct 9, 2012 | Oct 31, 2012 | 22 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| EDWARD JONES | CHASE INVESTMENT SERVICES CORP. | Jan 26, 2010 | Mar 29, 2010 | 62 | Firm change | Other |