DFX Intelligence

S•••••• F•••••••• S•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•••••• F•••••••• S•••••••••

SPENDES1, LLC, CRD 334095

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Search this name across graphsid dfx:ria:d5480fb7-b10f-8ae8-f179-5cb1ea92f36b

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2026 to Jan 26, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $17.8M••• Locked
Discretionary RAUM: $17.8M
Private client RAUM: $17.8Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• S•• S••••••	n/a	Indianapolis, IN	1	23	6	no
D•••• S•••••• T•••••	n/a	Georgetown, TX \| INDIANAPOLIS, IN	0	11

Relationships

Registered with (2)

← D•••• S•••••• T•••••Advisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← D•••• S•• S••••••Advisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5480fb7-b10f-8ae8-f179-5cb1ea92f36b
First observed: Jan 26, 2026
Last observed: Jan 26, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.