DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Andrew William Pryde

Advisor at ADVICE AND PLANNING SERVICES

Fairfield, CT | HAMDEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d54fd43e-9dc6-d005-6375-d0defd70802a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 18, 2013
First registration: Dec 3, 2013
Dual registered: yes, broker-dealer
Other names: Andrew Pryde|ANDREW WILLIAM PRYDE|Andrew William Pryde
IAPD individual key: 5370766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 24, 2022	n/a	yes	HAMDEN, CT\|Fairfield, CT	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	May 6, 2021	Jan 4, 2022	no	NEW YORK, NY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 24, 2018	Nov 13, 2020	no	HAMDEN, CT	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 13, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 3, 2013	Jul 13, 2018	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	ADVICE AND PLANNING SERVICES	Jan 4, 2022	Jan 24, 2022	20	Firm change	Other
ADVICE AND PLANNING SERVICES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 13, 2020	May 6, 2021	174	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	Sep 13, 2018	Sep 24, 2018	11	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:20472:MA:2018-09-10	Sep 13, 2018	Sep 24, 2018	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 24, 2018 to Nov 13, 2020factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
May 6, 2021 to Jan 4, 2022factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 13, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 3, 2013 to Jul 13, 2018factForm ADV

Dated events

Occurred
Jan 4, 2022
Advisor changed firm
Andrew William Pryde left Northwestern Mutual Investment Services,Llc for Advice And Planning Services (registered 2022-01-24)
Form ADVobserved 5 days ago