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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

Todd William Nichols

Advisor at U.S. BANCORP ADVISORS, LLC

Federal Way, WA

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Search this name across graphsid dfx:ria:d55231dd-5b1a-7c65-0661-8a368e5454a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 20, 1985
First registration: Jan 31, 2007
Dual registered: yes, broker-dealer
Other names: Todd Nichols
IAPD individual key: 1377849

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Federal Way, WA\|Federal Way, WA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 5, 2012	Feb 13, 2026	no	Federal Way, WA\|Puyallup, WA\|Kent, WA\|Covington, WA\|Kent, WA\|SAINT PAUL, MN\|Federal Way, WA\|Sequim, WA\|Federal Way, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 9, 2012	no	DES MOINES, WA\|FEDERAL WAY, WA\|FEDERAL WAY, WA\|FEDERAL WAY, WA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	FEDERAL WAY, WA\|FEDERAL WAY, WA\|FEDERAL WAY, WA\|DES MOINES, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 31, 2007	May 2, 2009	no	FEDERAL WAY, WA\|FEDERAL WAY, WA\|DES MOINES, WA\|FEDERAL WAY, WA\|FEDERAL WAY, WA\|FEDERAL WAY, WA\|DES MOINES, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	U.S. BANCORP INVESTMENTS, INC.	Oct 9, 2012	Oct 5, 2012	-4	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 5, 2012 to Feb 13, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 9, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 31, 2007 to May 2, 2009factForm ADV

Dated events

No dated event names this entity yet.