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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FOUNTAINHEAD FINANCIAL, LLC

CRD 150813

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d556771b-4f25-e945-7e5c-591ed458d992

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2012 to Mar 31, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $543MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $539MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $272Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 100
Individual clients: 14
High net worth clients: 82
SEC number: 801-70385
CRD: 150813
Filings on the tape: 25
First filed: Mar 5, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, IL
Website: fountainheadfinancial.us

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOMINICK JOSEPH VETRANO	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	CHICAGO, IL	17	36	1	no
KEVIN EUGENE WOZNIAK	Certified Financial Planner	CHICAGO, IL	15	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VETRANO, DOMINICK, JOSEPH	MANAGING AND SOLE MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	06/2009	Mar 5, 2012	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$543M	$0	3	2	0	n/a	n/a
2024	Mar 27, 2025	$453M	$0	3	2	0	n/a	n/a
2023	Mar 26, 2024	$343M	$0	3	2	0	n/a	n/a
2022	Mar 29, 2023	$264M	$0	3	2	0	n/a	n/a
2021	Mar 30, 2022	$308M	$0	3	2	0	n/a	n/a
2020	Mar 29, 2021	$280M	$0	3	2	0	n/a	n/a
2019	Mar 30, 2020	$249M	$0	3	2	0	n/a	n/a
2018	Mar 27, 2019	$193M	$0	3	2	1	n/a	n/a
2017	Mar 14, 2018	$193M	$0	3	2	1	n/a	n/a
2016	Mar 14, 2017	$145M	$0	3	2	n/a	n/a	n/a
2015	Mar 10, 2016	$133M	$0	3	2	n/a	n/a	n/a
2014	Mar 30, 2015	$145M	$0	3	2	n/a	n/a	n/a
2013	Mar 10, 2014	$140M	$0	2	2	n/a	n/a	n/a
2012	Mar 5, 2013	$116M	$0	2	2	n/a	n/a	n/a
2011	Mar 5, 2012	$104M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$543M	$453M	19.8%	$264M	27.1%	3	3	0	0

Relationships

Registered with (2)

← KEVIN EUGENE WOZNIAKAdvisorregistration: current employment
Jan 14, 2011 to presentfactForm ADV
← DOMINICK JOSEPH VETRANOAdvisorregistration: current employment
Jul 28, 2009 to presentfactForm ADV

Controls (1)

← VETRANO, DOMINICK, JOSEPHOwnerMANAGING AND SOLE MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 5, 2012 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
Fountainhead Financial, Llc reported RAUM $453.5M, up 32% from $342.6M (2024-03-26 to 2025-03-27)
Form ADVobserved 4 days ago
$111M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d556771b-4f25-e945-7e5c-591ed458d992
First observed: Mar 5, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUNTAINHEAD FINANCIAL, LLC

CRD 150813

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d556771b-4f25-e945-7e5c-591ed458d992

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOMINICK JOSEPH VETRANO

Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst

CHICAGO, IL

KEVIN EUGENE WOZNIAK

Certified Financial Planner

CHICAGO, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VETRANO, DOMINICK, JOSEPH

MANAGING AND SOLE MEMBER & CHIEF COMPLIANCE OFFICER

yes

06/2009

Mar 5, 2012

Mar 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$543M

n/a

2024

Mar 27, 2025

$453M

n/a

2023

Mar 26, 2024

$343M

n/a

2022

Mar 29, 2023

$264M

n/a

2021

Mar 30, 2022

$308M

n/a

2020

Mar 29, 2021

$280M

n/a

2019

Mar 30, 2020

$249M

n/a

2018

Mar 27, 2019

$193M

n/a

2017

Mar 14, 2018

$193M

n/a

2016

Mar 14, 2017

$145M

n/a

2015

Mar 10, 2016

$133M

n/a

2014

Mar 30, 2015

$145M

n/a

2013

Mar 10, 2014

$140M

n/a

2012

Mar 5, 2013

$116M

n/a

2011

Mar 5, 2012

$104M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$543M

$453M

19.8%

$264M

27.1%