DFX Intelligence

M•••••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• A•••••••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 20, 2016	n/a	yes	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|Los Angeles, CA\|BURBANK, CA\|BURBANK, CA\|NORTH HOLLYWOOD, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|WEST HOLLYWOOD, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|Beverly Hills, CA\|WEST HOLLYWOOD, CA\|HOLLYWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|NORTH HOLLYWOOD, CA\|Los Angeles, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	J••• M••••• S••••••••• L••	Oct 5, 2016	Oct 20, 2016	15	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Oct 20, 2016 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 5, 2016factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Nov 24, 2005 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 24, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.