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Advisor at GLOBAL RETIREMENT PARTNERS LLC
SAN RAFAEL, CA | Sandy, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | Institutional manager | Jan 26, 2016 | n/a | yes | SAN RAFAEL, CA|Sandy, UT | Current employment |
| WEALTHPLAN ADVISORS, LLC | Former SEC adviser | Nov 22, 2011 | Jan 28, 2016 | no | LEHI, UT | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 14, 2011 | Oct 17, 2011 | no | LEHI, UT | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jul 20, 2005 | Sep 1, 2011 | no | SALT LAKE CITY, UT|SANDY, UT|DES MOINES, IA|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHPLAN ADVISORS, LLC | GLOBAL RETIREMENT PARTNERS LLC | Jan 28, 2016 | Jan 26, 2016 | -2 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WEALTHPLAN ADVISORS, LLC | Oct 17, 2011 | Nov 22, 2011 | 36 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 1, 2011 | Sep 14, 2011 | 13 | Firm change | Other |