DFX Intelligence

F•••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

F•••••••• M•••••••

Advisor at M•••• A•••• M••••••••• I•••

HOUSTON, TX | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:d55884b1-afda-edec-8468-04e06c71e82e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• A•••• M••••••••• I•••	Independent wealth	Mar 8, 2018	n/a	yes	SAN DIEGO, CA\|HOUSTON, TX	Current employment
S•••••• C•••••• A••••••• L••	Bd affiliated wealth	Jan 23, 2017	Jun 28, 2017	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• A••••••• L••	M•••• A•••• M••••••••• I•••	Jun 28, 2017	Mar 8, 2018	253	Firm change	Other
W•••• F•••• A•••••••	S•••••• C•••••• A••••••• L••	Jan 25, 2017	Jan 23, 2017

Relationships

Registered with (4)

→ M•••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Mar 8, 2018 to presentfactForm ADV
→ S•••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jan 23, 2017 to Jun 28, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 22, 2010 to Jan 25, 2017factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d55884b1-afda-edec-8468-04e06c71e82e
First observed: Jul 3, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.