DFX Intelligence

C••• I••••••••• A••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 1b 10b

C••• I••••••••• A••••••• L••••••

CRD 290217

LONDON

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 16
On other graphs: 1
Observed: Feb 1, 2018 to Mar 31, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••• I••••••••• A••••••• L••••••

Private equity manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.21 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $476M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 92

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• G••••• R••• E••••• F••• 1• L•	Private Equity Fund	$312M	Mar 31, 2026	5	Mar 31, 2026	reported	021-2051035

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• T•••• L•••••••	MANAGING MEMBER	E	yes	11/2014	Feb 1, 2018	Apr 25, 2024
B••••••• E••••••••• C•••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Feb 1, 2018	Apr 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• S••••••••• A•••• M••••••••• L••	n/a	Institutional manager	$11B	N	yes	n/a
M•••••• C••••••• L•••	n/a	Asset manager	$8.5B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW Y•••	NY	United States	21	no
BE••••• HILLS	CA	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$4.7B	-40.6%	$2.1B	10.2%	92	107	2	2

Relationships

Affiliated with (9)

← E••••••• C••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← E••••••• G•• A•••••••Registered adviserother investment adviser, common control
factForm ADV
← E••••••• S•• A•••••••Registered adviserother investment adviser, common control
factForm ADV
→ E••••••• C••••• A•••••••• L••Registered adviserother investment adviser, common control

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-1.9B
Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 1, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← B•••••• T•••• L•••••••OwnerMANAGING MEMBER, ownership code E, individual
Feb 1, 2018 to Apr 25, 2024factForm ADV
← G••••••••• J•••••••• S••••OwnerSHAREHOLDER, ownership code E, individual
Feb 1, 2018 to Apr 25, 2024factForm ADV
← G••••••••• P••••• G•••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 1, 2018 to Apr 25, 2024factForm ADV
← B••••••• E••••••••• C•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 1, 2018 to Apr 25, 2024factForm ADV
← C••• I••••••••• I• L•OwnerL•••••• PARTNER, ownership code E, domestic entity
Jan 15, 2020 to Apr 25, 2024factForm ADV
← C• A• G• L••OwnerGENERAL PARTNER, ownership code F, foreign entity
Feb 1, 2018 to Apr 25, 2024factForm ADV
← C• A• L•OwnerMEMBER, ownership code E, foreign entity
Mar 28, 2024 to Apr 25, 2024factForm ADV
← C• A• U• H••••••• L••••••OwnerSHAREHOLDER, ownership code E, foreign entity
May 28, 2020 to Apr 25, 2024factForm ADV
← E••••••• C• G• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2023 to Apr 25, 2024factForm ADV
← E••••••• C• H••••••• L••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2018 to Apr 25, 2024factForm ADV
← E••••••• C• L• L••OwnerL•••••• PARTNER, ownership code E, domestic entity
Feb 1, 2018 to Apr 25, 2024factForm ADV
← E••••••• I••••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 1, 2018 to Apr 25, 2024factForm ADV
← H•••• I••••••••• L••••••OwnerL•••••• PARTNER, ownership code C, foreign entity
Mar 28, 2024 to Apr 25, 2024factForm ADV
← N•• C••••••• L••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2018 to Apr 25, 2024factForm ADV
← S•• I•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2018 to Apr 25, 2024factForm ADV