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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TRAVIS G BLASER

Advisor at CETERA INVESTMENT ADVISERS LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d567237b-567d-b771-fe8f-ea39ccc18c1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 25, 2000
First registration: May 3, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4228055

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	n/a	yes	SCOTTSDALE, AZ	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Oct 23, 2014	Nov 12, 2020	no	SCOTTSDALE, AZ\|SAN DIEGO, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 1, 2009	Oct 8, 2014	no	NEWPORT BEACH, CA\|SCOTTSDALE, AZ\|El Segundo, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Apr 17, 2006	Jan 14, 2009	no	SCOTTSDALE, AZ	Previous registration
INTEGRATED WEALTH MANAGEMENT, LLC	Former SEC adviser	May 3, 2002	Jul 2, 2004	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 8, 2014	Oct 23, 2014	15	Firm change	Other
SAGEPOINT FINANCIAL, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jan 14, 2009	Oct 1, 2009	260	Firm change	Other
INTEGRATED WEALTH MANAGEMENT, LLC	SAGEPOINT FINANCIAL, INC.	Jul 2, 2004	Apr 17, 2006	654	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 23, 2014 to Nov 12, 2020factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 1, 2009 to Oct 8, 2014factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 17, 2006 to Jan 14, 2009factForm ADV
→ INTEGRATED WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 3, 2002 to Jul 2, 2004factForm ADV

Dated events

No dated event names this entity yet.