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CRD 106129
WEST CHESTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••• V••••••• L••• | PRESIDENT, TREASURER, & CHIEF COMPLIANCE OFFICER | B | yes | 07/2010 | Feb 28, 2012 | Feb 22, 2017 |
| M••• J••••• C•••••••• | CORPORATE SECRETARY | Na | yes | 07/2010 | Feb 28, 2012 | Feb 22, 2017 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Feb 22, 2017 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $273M | $129M | 111.0% | $132M | 27.2% | 5 | 5 | n/a | n/a |
| VICE PRESIDENT |
| E |
| yes |
| 12/2009 |
| Feb 28, 2012 |
| Feb 22, 2017 |
| $273M |
| $271M |
| 5 |
| 4 |
| n/a |
| n/a |
| n/a |
| 2015 | Feb 18, 2016 | $129M | $2.0M | 5 | 4 | n/a | n/a | n/a |
| 2014 | Feb 23, 2015 | $142M | $2.3M | 5 | 3 | n/a | n/a | n/a |
| 2013 | Feb 21, 2014 | $132M | $2.4M | 5 | 3 | n/a | n/a | n/a |
| 2012 | Feb 8, 2013 | $127M | $2.0M | 5 | 3 | n/a | n/a | n/a |
| 2011 | Feb 28, 2012 | $122M | $1.2M | n/a | n/a | n/a | n/a | n/a |