DFX Intelligence
Data Factory
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Reading the graph
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Advisor at T•••• I••••••••• A••••••• W••••• M••••••••• L••
INDIANAPOLIS, IN | Libertyville, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••• I••••••••• A••••••• W••••• M••••••••• L•• | Independent wealth | Mar 25, 2024 | n/a | yes | Libertyville, IL|INDIANAPOLIS, IN | Current employment |
| T•••• I••••••••• A••••••• | Independent wealth | Feb 14, 2024 | Dec 10, 2024 | no | Libertyville, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••• I••••••••• A••••••• | T•••• I••••••••• A••••••• W••••• M••••••••• L•• | Dec 10, 2024 | Mar 25, 2024 | -260 | Channel change | RIA to new firm |
| O••••••••• • C•• I••• | T•••• I••••••••• A••••••• | Feb 9, 2024 | Feb 14, 2024 |
| O••••••••• • C•• I••• | Bd affiliated wealth | Jul 8, 2010 | Feb 9, 2024 | no | LAKE FORREST, IL|CHICAGO, IL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 31, 2001 | Jul 12, 2010 | no | Brookfield, WI|DELAFIELD, WI|Brookfield, WI|NORTHBROOK, IL|NORTHBROOK, IL|WEEHAWKEN, NJ|NAPERVILLE, IL|OAKBROOK TERRACE, IL | Previous registration |
| 5 |
| Firm change |
| Ibd to RIA |
| U•• F•••••••• S••••••• I••• | O••••••••• • C•• I••• | Jul 12, 2010 | Jul 8, 2010 | -4 | Firm change | Other |