DFX Intelligence

A•• A•••• M••••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

A•• A•••• M••••••••• L•••••

CRD 131544

AUSTIN, TX

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Search this name across graphsid dfx:ria:d56e5c34-cf05-4a81-1cd0-3c8058b3144b

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2012 to Mar 3, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.1B••• Locked
Discretionary RAUM: $4.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $2.0Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• L•• W••••	n/a	AUSTIN, TX	22	33	n/a	no
J••• L•••• W••••	n/a	AUSTIN, TX	22	40

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••• B••••• L••	CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR	D	yes	03/2004	Mar 14, 2012	Feb 29, 2024
W••••• J•••• L••••	MANAGING DIRECTOR	D	yes	03/2004	Mar 14, 2012	Feb 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.1B	$3.4B	17.9%	$3.3B	7.7%	4	4	0	0

Relationships

Registered with (2)

← J••• L•••• W••••Advisorregistration: current employment
May 18, 2004 to presentfactForm ADV
← B•••• L•• W••••Advisorregistration: current employment
May 17, 2004 to presentfactForm ADV

Controls (2)

← W••••• J•••• L••••OwnerMANAGING DIRECTOR, ownership code D, individual
Mar 14, 2012 to Feb 29, 2024factForm ADV
← W••••• B••••• L••

Dated events

Occurred
Mar 14, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$779M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d56e5c34-cf05-4a81-1cd0-3c8058b3144b
First observed: Mar 14, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.