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RIA / WealthAdvisor19 years in industry

DAVID DANIEL COHEN

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | Greensboro, GA | Boca Raton, FL

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Search this name across graphsid dfx:ria:d57169a0-3002-279d-c409-afcd9d39f73a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 10, 2007
First registration: Aug 5, 2008
Dual registered: no
Other names: DAVID COHEN
IAPD individual key: 5253111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 6, 2026	n/a	yes	SAN DIEGO, CA\|Greensboro, GA\|Boca Raton, FL	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 15, 2019	Jul 13, 2026	no	Boca Raton, FL\|Aventura, FL\|Greensboro, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 6, 2010	Mar 27, 2019	no	POMPANO BEACH, FL\|CORAL SPRINGS, FL\|FORT LAUDERDALE, FL\|DEERFIELD BEACH, FL\|PLANTATION, FL\|POMPANO BEACH, FL\|FORT LAUDERDALE, FL\|CORAL SPRINGS, FL\|FORT LAUDERDALE, FL\|CORAL SPRINGS, FL\|FORT LAUDERDALE, FL\|MIAMI, FL\|CORAL SPRINGS, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 14, 2010	no	Plantation, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 5, 2008	Jun 1, 2009	no	CORAL SPRINGS, FL\|PLANTATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Jul 13, 2026	Jul 6, 2026	-7	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 27, 2019	Mar 15, 2019	-12	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 14, 2010	Apr 6, 2010	-8	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 15, 2019 to Jul 13, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2010 to Mar 27, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 14, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 5, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
David Daniel Cohen left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-06)
Form ADVobserved 5 days ago