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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

JEFFREY CHARLES ROBERTS

Advisor at NORTH FORTY INVESTMENT ADVISORS LLC

GLEN ELLYN, IL

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Search this name across graphsid dfx:ria:d5725d8b-b2b0-a8db-30c6-5cb94b705b3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTH FORTY INVESTMENT ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Sep 27, 1999
First registration: Dec 27, 2001
Dual registered: no
IAPD individual key: 4331461

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTH FORTY INVESTMENT ADVISORS LLC	State registered	Jan 2, 2020	n/a	yes	GLEN ELLYN, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 15, 2012	no	CHICAGO, IL\|Chicago, IL\|CHICAGO, IL\|Chicago, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Sep 27, 2006	Oct 1, 2008	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Dec 27, 2001	Sep 27, 2006	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	NORTH FORTY INVESTMENT ADVISORS LLC	May 15, 2012	Jan 2, 2020	2,788	Firm change after gap	Wirehouse to state RIA
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN SECURITIES INC.	Sep 27, 2006	Sep 27, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ NORTH FORTY INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Jan 2, 2020 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 1, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 27, 2001 to Sep 27, 2006factForm ADV

Dated events

No dated event names this entity yet.