DFX Intelligence

G•• W••••• M••••••••• S• D• R••• D• C•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

G•• W••••• M••••••••• S• D• R••• D• C•••

CRD 283941

CIUDAD DE MEXICO

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Search this name across graphsid dfx:ria:d5739129-2fa8-216a-3f53-cfdcf4055d14

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2016 to Mar 31, 2017
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• G••• S••••• D• C•••	Owner	E	yes	09/2010	Oct 7, 2016	Mar 31, 2017
C••••••••• G••• S••••• D• C•••	Shareholder	E	yes	09/2012	Oct 7, 2016	Mar 31, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•• W••••• M••••••••• I•••	n/a	Independent wealth	$346M	N	yes	n/a
I•••• A•••••••• L••	n/a	Former SEC adviser	$136M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$0	$0	2	2	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$0	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ G•• W••••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ I•••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

← M•••••••• J•••• R••••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Oct 7, 2016 to presentfactForm ADV
← R••••••• P•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Oct 7, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5739129-2fa8-216a-3f53-cfdcf4055d14
First observed: Oct 7, 2016
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.