DFX Intelligence

L••• C••••• I••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

L••• C••••• I••••••

Advisor at L•• F•••••••• L••

FAIR OAKS, CA

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Search this name across graphsid dfx:ria:d5742dad-a890-f142-b864-fb349b22b362

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 17, 2024	n/a	yes	FAIR OAKS, CA	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Feb 10, 2017	Apr 17, 2024	no	FAIR OAKS, CA\|RANCHO MURIETA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	L•• F•••••••• L••	Apr 17, 2024	Apr 17, 2024	0	Firm change	Ibd to ibd
Q•••• S••••••••• I•••	C•••• C•••••• S••••••••• L•••	Feb 10, 2017	Feb 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6312:6413:CA:2024-04-17	Apr 17, 2024	Apr 17, 2024	RANCHO MURIETA, CA	Firm change
6828:6312:CA:2017-02-03	Feb 10, 2017	Feb 10, 2017	FAIR OAKS, CA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 17, 2024 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Feb 10, 2017 to Apr 17, 2024factForm ADV
→ Q•••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2015 to Feb 10, 2017factForm ADV

Dated events

Occurred
Apr 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5742dad-a890-f142-b864-fb349b22b362
First observed: Jul 13, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.