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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Gabriel Barajas

Advisor at EDWARD JONES

Kennewick, WA

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Search this name across graphsid dfx:ria:d5792b9a-d6dc-4cb9-a1c4-a347e3694a76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 18, 2015
First registration: Oct 14, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5794809

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	May 26, 2023	n/a	yes	Kennewick, WA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 24, 2021	May 30, 2023	no	Pasco, WA\|Kennewick, WA\|Kennewick, WA\|Prosser, WA\|Walla Walla, WA\|Richland, WA\|Richland, WA\|SPOKANE, WA\|Richland, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 19, 2018	Jun 12, 2020	no	KENNEWICK, WA\|Pasco, WA\|PASCO, WA\|RICHLAND, WA\|YAKIMA, WA\|RICHLAND, WA\|MOSES LAKE, WA	Previous registration
WADDELL & REED	Former SEC adviser	Aug 21, 2015	Mar 22, 2018	no	YAKIMA, WA\|YAKIMA, WA\|KENNEWICK, WA\|SEATTLE, WA	Previous registration
WADDELL & REED	Former SEC adviser	Oct 14, 2010	Apr 19, 2011	no	KENNEWICK, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	EDWARD JONES	May 30, 2023	May 26, 2023	-4	Firm change	Ibd to ibd
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	Jun 12, 2020	Aug 24, 2021	438	Firm change after gap	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Mar 22, 2018	Mar 19, 2018	-3	Firm change	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
May 26, 2023 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 24, 2021 to May 30, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 19, 2018 to Jun 12, 2020factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 21, 2015 to Mar 22, 2018factForm ADV

Dated events

Occurred
May 30, 2023
Advisor changed firm
Gabriel Barajas left U.S. Bancorp Investments, Inc. for Edward Jones (registered 2023-05-26)
Form ADVobserved 6 days ago