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CRD 170362
SUGAR LAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHUNG WU | Certified Financial Planner | SUGAR LAND, TX | 12 | 27 | 3 | no |
| thomas Li chen | n/a | SUGAR LAND, TX | 7 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CWIG TOTAL RETURN FUND, LLC | Private Equity Fund | $18.9M | Apr 12, 2024 | 26 | Apr 12, 2024 | reported | 021-248117 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WU, CHUNG | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | yes | 02/2014 | Feb 7, 2014 | Apr 12, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 10, 2026 | $147M | $147M | 2 | 2 | 0 | 1 | n/a |
| 2024 | Jan 30, 2025 | $127M | $113M | 2 | 2 | 0 | 1 | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $147M | $127M | 15.9% | n/a | n/a | 2 | 2 | 0 | 0 |