DFX Intelligence

T••••• E•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

T••••• E•••••• S•••••

Advisor at G••••••• A•••••••• L••

Riverside, CA | ARDEN HILLS, MN

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Search this name across graphsid dfx:ria:d584b366-32b5-245e-1dbb-a53dd961b02a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• A•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Riverside, CA\|ARDEN HILLS, MN	Current employment
R••••••••• • J••	Independent wealth	Aug 15, 2014	Apr 20, 2017	no	ANAHEIM, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• • J••	G••••••• A•••••••• L••	Apr 20, 2017	Jan 1, 2026	3,178	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ R••••••••• • J••Registered adviserregistration: previous registration
Aug 15, 2014 to Apr 20, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d584b366-32b5-245e-1dbb-a53dd961b02a
First observed: Aug 15, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.