DFX Intelligence

H••••• P•••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••••• P•••• C•••••• L•

CRD 310871

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d58a5eb6-a638-3085-01b4-d2884981f7c7

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 7
On other graphs: 3
Observed: Nov 16, 2020 to Jul 2, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••• P•••• C•••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

H••••• P•••• C•••••• L•

Capital provider to sponsors · shared crd

Private Creditidentity

H••••• P•••• C•••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.87 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.8B••• Locked
Discretionary RAUM: $7.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 74

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• P•••• C•••••• M••••• A••••••••• L•••	Private Equity Fund	$1.3B	Sep 30, 2024	263	Mar 30, 2022	reported	021-395061
H•• B•••••••• C•••••••• A••••••••• L•••	Private Equity Fund	$434M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A• F••••• H•• M••••••••• F•• H••••••• L•	LIMITED PARTNER	C	yes	09/2021	Mar 30, 2022	Sep 30, 2024
B•• V•••••• I•••••••• L•	LIMITED PARTNER	D	yes	10/2020	Mar 19, 2021	Sep 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••• P•••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
H••••• P•••• C•••••• G••• • N•• L•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
H••••• P•••• C•••••• G••• • N•• L•••••• U••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.8B	$5.5B	41.9%	$3.1B	36.0%	74	53	0	0

Relationships

Advises (7)

→ H•• G••• • N•• L•••••• M••••• A••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ H•• G••• • P•••••••• ••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ H•• G••• • P•••••••• M••••• A••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ H•• B•••••••• C•••••••• A••••••••• L•••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$2.3B
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.4B
Occurred
Mar 28, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$951M
Occurred
Mar 28, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d58a5eb6-a638-3085-01b4-d2884981f7c7
First observed: Nov 16, 2020
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.