DFX Intelligence

R••••• B•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

R••••• B•••• R•••

Advisor at S••••••• F•••••••• G••••• L••

VESTAVIA HILLS, AL

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Search this name across graphsid dfx:ria:d58e263d-ac64-6295-dd53-f07dfbcd11d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• G••••• L••	Independent wealth	May 16, 2016	n/a	yes	VESTAVIA HILLS, AL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	May 9, 2008	Jul 15, 2016	no	VESTAVIA HILLS, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••••• F•••••••• G••••• L••	Jul 15, 2016	May 16, 2016	-60	Firm change after gap	Other
O••••••••• S••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 14, 2008	May 9, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:283605:AL:2016-07-15	Jul 15, 2016	May 16, 2016	VESTAVIA HILLS, AL	Firm change after gap

Relationships

Registered with (3)

→ S••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
May 16, 2016 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 9, 2008 to Jul 15, 2016factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2007 to May 14, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d58e263d-ac64-6295-dd53-f07dfbcd11d3
First observed: Mar 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.