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Advisor at ARAX ADVISORY PARTNERS
FT Lauderdale, FL | Poughkeepsie, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Mar 30, 2026 | n/a | yes | NEW YORK, NY|FT Lauderdale, FL|Poughkeepsie, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 23, 2024 | Apr 2, 2026 | no | FORT LAUDERDALE, FL|POUGHKEEPSIE, NY|FORT LAUDERDALE, FL|DAUFUSKIE ISLAND, SC | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Sep 29, 2008 | Mar 21, 2024 | no | POUGHKEEPSIE, NY|LAGRANGEVILLE, NY|BLOCK ISLAND, RI|BLOCK ISLAND, RI|Poughkeepsie, NY|Fort Lauderdale, FL|FORT LAUDERDALE, FL|DAUFUSKIE ISLAND, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | ARAX ADVISORY PARTNERS | Apr 2, 2026 | Mar 30, 2026 | -3 | Firm change | Ibd to RIA |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Feb 23, 2024 | -27 | Bulk transfer | Ibd to ibd |