DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 3, 2017 | n/a | yes | HACIENDA HEIGHTS, CA|CITY OF INDUSTRY, CA | Current employment |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 2, 2014 | Feb 10, 2017 | no | WHITTIER, CA|Fountain Valley, CA|San Antonio, TX|GLENDORA, CA|COVINA, CA|GLENDORA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | L•• F•••••••• L•• | Feb 10, 2017 | Feb 3, 2017 | -7 | Firm change | Other |
| W•••• F•••• A••••••• | C•••••••• G••••• M•••••• I••• | Apr 1, 2014 | Apr 2, 2014 |
| Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Apr 1, 2014 | no | ONTARIO, CA|ONTARIO, CA|POMONA, CA|PASADENA, CA|LA VERNE, CA|MONTCLAIR, CA|POMONA, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Feb 26, 2008 | Jan 3, 2011 | no | PASADENA, CA|LA VERNE, CA|MONTCLAIR, CA|ONTARIO, CA|LA PUENTE, CA|POMONA, CA|ONTARIO, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Jan 4, 2007 | Feb 25, 2008 | no | LOS ANGELES, CA|San Gabriel, CA|LOS ANGELES, CA|Los Angeles, CA|SOUTH GATE, CA|GLENDALE, CA | Previous registration |
| W••• I••••••••• I••• | n/a | Feb 28, 2006 | Dec 15, 2006 | no | ANAHEIM, CA|ANAHEIM, CA|ANAHEIM, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 2, 2005 | Feb 21, 2006 | no | CITY OF INDUSTRY, CA|MONTEREY PARK, CA|CITY OF INDUSTRY, CA|MONTEREY PARK, CA | Previous registration |
| 1 |
| Firm change |
| Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| U••• B•••••• A•••••••• L•• | W•••• F•••• I••••••••• L•• | Feb 25, 2008 | Feb 26, 2008 | 1 | Firm change | Other |
| W••• I••••••••• I••• | U••• B•••••• A•••••••• L•• | Dec 15, 2006 | Jan 4, 2007 | 20 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | W••• I••••••••• I••• | Feb 21, 2006 | Feb 28, 2006 | 7 | Firm change | Other |