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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MICHAEL SCOTT JOHNSON

Advisor at LPL FINANCIAL LLC

SHELBURNE FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d593a1af-2486-f60e-e3d0-6e730a9e4135

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 2, 1996
First registration: Nov 13, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL S JOHNSON
IAPD individual key: 2678141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 30, 2019	n/a	yes	SHELBURNE FALLS, MA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 21, 2018	Jan 4, 2019	no	GREENFIELD, MA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 22, 2013	Dec 3, 2015	no	GREEENFIELD, MA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Nov 13, 2002	Apr 25, 2003	no	BRATTLEBORO, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Jan 4, 2019	Apr 30, 2019	116	Firm change	Ibd to RIA
MML INVESTORS SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 3, 2015	May 21, 2018	900	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	MML INVESTORS SERVICES, LLC	Apr 25, 2003	Aug 22, 2013	3,772	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:6413:MA:2018-12-24	Jan 4, 2019	Apr 30, 2019	GREENFIELD, MA	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 30, 2019 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 21, 2018 to Jan 4, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 22, 2013 to Dec 3, 2015factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 13, 2002 to Apr 25, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d593a1af-2486-f60e-e3d0-6e730a9e4135
First observed: Nov 13, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL SCOTT JOHNSON

Advisor at LPL FINANCIAL LLC

SHELBURNE FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d593a1af-2486-f60e-e3d0-6e730a9e4135

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Apr 30, 2019

n/a

yes

SHELBURNE FALLS, MA

Current employment

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

May 21, 2018

Jan 4, 2019

GREENFIELD, MA

Previous registration

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Aug 22, 2013

Dec 3, 2015

GREEENFIELD, MA

Previous registration

A. G. EDWARDS & SONS, INC.

n/a

Nov 13, 2002

Apr 25, 2003

BRATTLEBORO, VT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

LPL FINANCIAL LLC

Jan 4, 2019

Apr 30, 2019

116

Firm change

Ibd to RIA

MML INVESTORS SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dec 3, 2015

May 21, 2018

900

Firm change after gap

Other

A. G. EDWARDS & SONS, INC.

MML INVESTORS SERVICES, LLC

Apr 25, 2003

Aug 22, 2013

3,772

Firm change after gap

Other

Team

Left

Joined

From

Kind

149018:6413:MA:2018-12-24

Jan 4, 2019

Apr 30, 2019

GREENFIELD, MA

Firm change